John Dumond

Field Suitability and Compliance Officer

John has been part of the GamePlan family since 2011. He educates and provides guidance that focuses on fostering compliance awareness and risk mitigation, including compliance advertising review for both consumer-facing and financial professional audiences. John is able to address both the securities and insurance-related requirements of both registered representatives and B/D firms to help protect producers from regulatory issues regarding sales and marketing efforts for various fixed insurance products. John is life and health insurance licensed and currently holds Series 4, 7, 24, 53 and 66 securities registrations.


GamePlan Financial Marketing, LLC does not provide legal advice. Please check the laws and regulations of each state where you do business
to ensure you are in compliance with the specific requirements of those states. Producers should follow the applicable state requirements
and requirements of the carriers they represent and their Broker/Dealer and registered investment adviser, if applicable.